Securities Laws and Enforcement

We defend clients in securities investigations, enforcement actions, litigation and prosecution by the Securities Commission and/or Bursa Malaysia relating to securities offences. We offer securities regulatory solutions based on experience, thoughtful risk assessment and close client collaboration, often in a crisis setting. Our clients include domestic and foreign issuers, major financial services conglomerates, broker-dealers, audit committees, accounting firms, investment banks, investment advisers, including hedge fund managers, and self-regulatory organizations, as well as individual directors, officers and employees. By carefully assessing each case, we mount effective responses to all types of securities regulatory inquiries. Our adversarial skills cover the full spectrum of securities enforcement matters, from defending investigations to litigating cases in courts or before the regulatory authority. We bring to bear extensive experience and an unwavering commitment to client service. Our seasoned counsel, Ng Boon Siong was a former prosecutor in the Securities Commission Malaysia.

 

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